Here's a perennial, difficult question for classical liberals--how does a free society fund its collective choices? More specifically, the recent furor over the IRS' alleged targeting of conservative political groups raises the question of what kinds of private activities should fund public decisions.
One view is that any kind of gainful activity should be subject to taxation. This view has the advantage of simplicity and generality. What's more, it accords with a particular view about the division of burdens and benefits in society: because all the benefits we receive that enable all our types of productive activities have a social or collective dimension, all types of productive activity may be appropriately subject to taxation.
On this view, allowing certain kinds of activities to be "tax-exempt" is just a kind of political favoritism. And this aspect is certainly true. But arguments about the political economy of taxation--how to make a tax code that's more efficient, resistant to rent-seeking--occurs at a lower level of analysis than arguments about what a just or fair tax system looks like. These arguments are arguments about what principles should guide thinking about a tax system in the first place.
A free and open society is one that permits its citizens to employ and gain from productive activities. It should not make types of activity subject to taxation on the basis of the description of the activity, because a free society has an obligation not to use reasons that represent judgments between the kinds of activities in which citizens participate. So the simple fact that an activity is economic, or recreational, or philanthropic, or non-profit, or profit-based does not constitute a reason to tax or not to tax that activity. From the public point of view, there is nothing intrinsic to profit-based activity that renders it more, or less, defensible than than non-profit or philanthropic activity.
What is more, it is not enough to simply say that the beneficiaries of collective choices are morally obligated to support the choice. In the first place, benefits don't create obligations. If someone washes my car while I'm at a stoplight without asking me, I have no obligation to pay them, even if my car's aesthetics improve greatly from their labor. So is there something special about collective choices? I don't think so. If collective choices really were things that we could not do individually, then it could be argued that the necessity of collective choices means that we consent, implicitly or explicitly, to the means necessary to support them. But most collective choices aren't like that. As Locke recognized, collective provision of security and justice is more efficient than private provision, but security and justice would still exist without collective provision. So perhaps only if I prefer collective provision I have an obligation to benefit.
It seems then that classical liberals cannot appeal either to the type of social activity or simply ask "Who benefits?" I hope to develop a proposal for the distribution of burdens in a further post.
Thursday, May 30, 2013
Tuesday, May 28, 2013
A bad libertarian argument against taxation
If you spend enough time in libertarian circles, you'll hear the argument made that "taxation is slavery." Libertarians aren't claiming this is some analytic truth about taxation--rather, it is an argument about the moral status of the act of taxation. As I hope to show in this all to brief post, I think this argument doesn't work. The argument goes something like this:
1. Slavery is involuntary subjugation to the will of another person, or entity
2. Taxation involves the involuntary taking of property by a government
3. Involuntary taking of my property is subjection to the will of another entity
4. So taxation is slavery.
The problematic step in this argument is premise 3. I think there are two specific problems with this premise. First, it is not necessarily true that the involuntary taking of property involves subjection to the will of another. In particular, norms of taxation involve taking property in accordance with an established, promulgated, and general legal regime rather than the will of particular individuals. Of course, dysfunctional governments come close to resembling organized theft when they allow particular officials to manipulate and threaten citizens using the taxing power. But a regular, orderly system of taxation, which may yet be onerous or unfair, does not subject citizens to the wills of particular individuals in the same way. It subjects them to a general scheme of confiscatory taxation.
The second problem with the third premise is that taxation is not automatically a "subjection," either. "Subjection" here means the creation of some differential status between the object of the tax and the taxing power. When I say that taxation is not automatically a "subjection," I am making a claim about the conceptual relationship, rather than a moral one, between taxation and subjection. The concept of taxation makes sense as a "subjection" if we think of taxation as a burden that is "added on" to membership in a political community. Call something that's added on in this way a cost. Instead, I think taxation is closer to one element in a bundle of features involved as a condition of membership in a political body. This distinction between taxation as a cost and taxation as a condition shows why it's mistaken to think that taxation "subjects" citizens in a political community. A tax is not the kind of thing that swoops in upon unsuspecting citizens and confiscates some percentage of their income or wealth. It's rather in the deal all along. And because the bundle of features that we call "citizenship" constitutes a certain unitary status for its object, a person, it is odd to think that one element of that bundle could reduce the status of the person relative to the other elements.
To clarify, my second argument does not rule out that certain taxes could "subject" their subjects in virtue of other particularities. Nor does it mean that all taxes are morally indefensible. But it does mean that the usual slogan doesn't cut it.
1. Slavery is involuntary subjugation to the will of another person, or entity
2. Taxation involves the involuntary taking of property by a government
3. Involuntary taking of my property is subjection to the will of another entity
4. So taxation is slavery.
The problematic step in this argument is premise 3. I think there are two specific problems with this premise. First, it is not necessarily true that the involuntary taking of property involves subjection to the will of another. In particular, norms of taxation involve taking property in accordance with an established, promulgated, and general legal regime rather than the will of particular individuals. Of course, dysfunctional governments come close to resembling organized theft when they allow particular officials to manipulate and threaten citizens using the taxing power. But a regular, orderly system of taxation, which may yet be onerous or unfair, does not subject citizens to the wills of particular individuals in the same way. It subjects them to a general scheme of confiscatory taxation.
The second problem with the third premise is that taxation is not automatically a "subjection," either. "Subjection" here means the creation of some differential status between the object of the tax and the taxing power. When I say that taxation is not automatically a "subjection," I am making a claim about the conceptual relationship, rather than a moral one, between taxation and subjection. The concept of taxation makes sense as a "subjection" if we think of taxation as a burden that is "added on" to membership in a political community. Call something that's added on in this way a cost. Instead, I think taxation is closer to one element in a bundle of features involved as a condition of membership in a political body. This distinction between taxation as a cost and taxation as a condition shows why it's mistaken to think that taxation "subjects" citizens in a political community. A tax is not the kind of thing that swoops in upon unsuspecting citizens and confiscates some percentage of their income or wealth. It's rather in the deal all along. And because the bundle of features that we call "citizenship" constitutes a certain unitary status for its object, a person, it is odd to think that one element of that bundle could reduce the status of the person relative to the other elements.
To clarify, my second argument does not rule out that certain taxes could "subject" their subjects in virtue of other particularities. Nor does it mean that all taxes are morally indefensible. But it does mean that the usual slogan doesn't cut it.
Thursday, August 18, 2011
How Conservatives Can Talk About Equality
In the aftermath of the riots across England last week, right-leaning English papers like the Daily Mail are now frankly acknowledging the politics of envy in the background of the social unrest. The rioters' own statements, or what little of them made their way into the papers of record, suggest the juvenile resentment behind their actions--such as the callow expression of one young lady that she was showing "the rich" that "we can do what we want."
It's far too generous to the rioters to ascribe political motives to them, of course. Despite the earnest introspection by the chattering class, the riots were distinctively apolitical, more akin to the rioting in Vancouver after the Stanley Cup finals than a political protest. Much analysis of the "politics of envy" has focused on parallels between the looters/rioters and the banking sector in the wake of the 2008 financial panic. As the Daily Mail reports, banks bailed out with taxpayer dollars have refused to renegotiate mortgage payments to families that lost homes to fire in the riots--to justified outrage. After all, it seems like the refusal of the banks in the aforementioned case shows the same callousness and ungratefulness as the rioters' burning of the house in the first place. In both cases, the bad actors bite the hand that feeds them.
Nevertheless, its vital to preserve certain distinctions, as Theodore Darymple has pointed out:
It's far too generous to the rioters to ascribe political motives to them, of course. Despite the earnest introspection by the chattering class, the riots were distinctively apolitical, more akin to the rioting in Vancouver after the Stanley Cup finals than a political protest. Much analysis of the "politics of envy" has focused on parallels between the looters/rioters and the banking sector in the wake of the 2008 financial panic. As the Daily Mail reports, banks bailed out with taxpayer dollars have refused to renegotiate mortgage payments to families that lost homes to fire in the riots--to justified outrage. After all, it seems like the refusal of the banks in the aforementioned case shows the same callousness and ungratefulness as the rioters' burning of the house in the first place. In both cases, the bad actors bite the hand that feeds them.
Nevertheless, its vital to preserve certain distinctions, as Theodore Darymple has pointed out:
First, rioters violated others' rights. Banks may have captured the regulatory apparatus or received special treatment, but taxpayers' rights weren't violated as a result of the bailout--it's in the nature of a representative democracy that government will use our taxes for some with which we disagree. Second, the degree of responsibility differs in each case. The rioters bear individual and collective responsibility for the harms they inflicted. The lenders, however, were only half the story--borrowers incurring debts they couldn't afford form the other. What's more, the perverse incentives work differently in each case. The rioters retain more responsibility because of the criminal nature of their wrong, while the bankers I think retain less responsibility because of the economic or civil nature of the wrong. Put another way, the rioters inflicted a harm against the whole of society in a sense that the bankers' individual sales did not.
These difficulties arise if you want to exculpate the brawlers by comparing them to the bankers. But if you come to the analogy to concerned by the breakdown individual responsibility at all levels of society, then the analogy doesn't exculpate anyone. Rather, the analogy indicates an inequality of class values that poses a serious challenge to economic (and therefore political) freedom. The rioters lack respect for society's institutions for a variety of reasons, some venal and unworthy of further discussion, but also for others like the preferential treatment and socialization of financial losses
Deciding to socializing losses invariably leads to the demand to socialize profits. Fairness cannot have it any other way, whether in the case of subsidizing banks' bad risks and precluding a true profit-and-loss system in finance or failing to discipline society's bad actors in the court of law. But there, of course, is another option: privatize the losses, either through market discipline or individual responsibility. In this respect, conservatives should be the standard bearers of equality--equality of expectations and consequences.
Monday, July 25, 2011
"Fairness", Solidarity and Liberty
President Obama's speech last Monday laid out his case for raising the debt ceiling and used "fair" or "balanced" twelve times in less than 15 minutes. There is an obvious political reason for his choice of diction--painting House Republicans as enemies of moderation and disconnected from the reality of the moment--but it has an important intellectual and moral aspect as well.
Conservatives and libertarians quickly dismiss principles of "fairness" and "balance" as a cloak-and-dagger show for grinding, leveling equality. But this is to miss the point--the desire for "balance" doesn't desire balance for the sake of equality but for the sake of solidarity--a desire to see a reflection of one's own experience or values in the rest of society. Envy or jealousy might be sufficient for the desire for solidarity, but they don't exhaust it. The desire for solidarity or a desire for belonging are more akin to a secularized religious instinct that seeks to fill out the spiritual inadequacy of individual experience. One way in which this desire might manifest, then, is by recognizing the values and qualities of our individual experiences in the lives of those around us. And so we have the desire for community.
In the United States, with our peculiar sense of exceptionalism and national destiny, community can be a vehicle for progressive as well as conservative values. The difference between the two is that described by Leo Strauss in his great essay "Progress or Return", the difference between the progressive or conservative community turns on the community's place in time: the progressive imagines the community of the future, while the conservative yearns for the community of the past.
But the liberal communitarian is not what she once was. The classical liberal community was one in which advanced through economic growth, ameliorating the condition of all in society and rewarding the Protestant virtues of thrift, industry, and perseverance. Yet now the liberal communitarians, in particular the greatest beneficiaries of an individualistic political order, envisage a community characterized instead by "shared sacrifice." From growth, advancement, and progress, we've turned to sacrifice, sharing of burdens, and fairness.
It's instructive to remember the uproar Wall Street bonuses met with after TARP and the Bush-Obama bailouts. As Michael Sandel keenly observed, the outrage wasn't so much directed at size of the bonuses or their apparent brazenness as their purpose--these bonuses seemed to reward recipients for their incompetence and catastrophic miscalculations. They rewarded failure. In our ordinary experience with capitalist, meritocratic, individualist values, to each according to his ability. Yet here a different set of rules seemed to apply, not necessarily as a result of cronyism or outright corruption as mystery--we heard that the size of bonuses was necessary given the scale of business, and banks had done the best they can in the face of an overwhelming financial "tsunami" that no one could quite understand. One set of rules for Main Street, another, opaque set of rules for Wall Street.
Irving Kristol warned more than 30 years ago that the bureaucratization of the American economy risked alienating capitalism's support among the American public by blurring the connection between achievement and virtue. The great promise of capitalism, like religion, has been the promise of equality--no matter your condition, high or low, if you work hard and play by the rules, you will find success in life. Belief in this equality, this fairness, is the basis for the solidarity upon which a dynamic, restless, market-based society depends. Subvert this equality and we will find instead a great hunger for "fairness" and "balance."
Wall Street is of course right in the formal, positive sense that their bonuses are justified by the rules of the economic game it must play. But formal, positive justifications have and will never support political economies--they commend no loyalties, they do not inspire reverence, and they do not summon the people to defend them against their enemies. Capitalism must be grounded on sounder stuff, and friends of free, market-driven societies should take notice.
Saturday, July 16, 2011
Education and Individualism
I had the good fortune this past month to attend a weeklong seminar hosted by the Institute for Humane Studies entitled "Exploring Liberty." The seminar introduced students to libertarian perspectives in philosophy, economics, law, and history, through the real purpose was clearly to recruit new minds to the libertarian cause. More than the discussions and lectures, which had their own appeal, the most revealing comment of the week came at the final Q&A with the seminar's faculty panel.
The question, "What is your biggest problem with libertarianism," could have easily fallen on deaf ears. The answer, however, exposed the kernel of thought that most troubles libertarianism: children. Indeed, the moral status of children and an accompanying theory of paternalism would be a huge difficulty for an ideology whose favorite epithet is "paternalistic."
Because of its allergy to paternalism and coercive restraint upon the individual, libertarianism doesn't give us a good story about how we should form or educate children (in the literal sense of "bringing out" or "bringing through" children into adulthood) because libertarianism is so individualistic. So someone like Walter Block, for example, is at his most comical defending the employer of child labor because his theory of education is so hopelessly barren. A child becomes an adult in Block's view by acting in a way that befits an adult, e.g. selling his labor to an employer for a wage and living apart from his parents. The transformation of child into adult is a kind of "immaculate conception" whereby the child wills himself into adulthood, where the very performance of leaving home to seek employment serves as proof of childhood's end. There is no theory of education here beyond the single, formative, self-begotten action that Block calls "adult homesteading" and allows children to "fire their parents" when they become too "onerous."
The comedy of Block's effort results from shoehorning an intransigent feature of human life into a constrictive ideology of individualism. But childhood isn't reducible to the vocabulary of individualism because children must be educated, and education involves, well, coercion and indoctrination. What is more, education involves more than just parents. It involves a community and a culture--or a theory of what a community praises and blames. And the need to educate the next generation, or to answer the question "What will we tell the kids?" justifies the intuition that there are collective goods of moral importance in addition to individual goods.
Leo Strauss is said to have quipped (and he was a man of few quips) that all political philosophy is about education. I understand this to mean that the central motivation in political philosophy's search for the best regime is the thought of how we want to raise or rule our children. Libertarians might better understand traditionalism, conservatism, and liberalism if they recognized that paternalism, rather than some misplaced political gesture, is in fact the central subject of politics.
Monday, May 25, 2009
The Harry Lime Hypothesis
Midway through The Third Man, Holly Martins announces to a meeting of Vienna's literary scene that his next book will be a clean break with the trivialities that marked his previous works with a more serious story called, aptly enough, "The Third Man". The piece, some reviewers have noted, marks the central maturation in Holly Martins as he comes to understand the complexity of collective responsibility and the myth of the romantic hero. This is simple enough. More interesting, however, is the way in which Holly's interactions with Anna and Harry change over the course of the film especially near its conclusion. Anna asks Harry, for example, "What's your price this time?.... You must be proud to be a police informer." While her agenda obviously leads her to this statement as Harry's mistress, her point remains--all the characters in The Third Man are marionettes of larger forces at play, including the zeitgeist of the post-war era. This devaluation of the individual surfaces again at the end of the film's famous chase through Vienna's sewers, where a wounded and exhausted Harry Lime signals Holly to shoot him as though to give a proper ending to Harry's saga. Collectivized responsibility seems to mean collectivization in general--here, Harry Lime completes his role in the story in deference to some kind of collective will.
Anna comes out of this as the emblem of the drifting individual. The closing scene aptly captures this--she slowly approaches the stationary camera head on, growing from one of Harry Lime's dots to her full figure. Her attachment to Harry, borne out of her rescue from repatriation to the Russian sector, makes her the modern Antigone in the words of one critic and does perhaps redeem her. Her character's oblique reference to the Prague Coup of 1948, for example, allows us to sympathize with her plight. There is also something compelling in her indictment of Holly. His betrayal of his best friend is no small task, and it comes in the service of enforcers of justice who have lost much of their legitimacy. The black market is not some fringe phenomenon in Vienna after all, and those who attempt to control it fail to understand the desperation of the times.
Like the other two films studied in my group, this adds the central dimension of tragedy to The Third Man. The tragedy itself becomes the lamentation of the film, not the compromises made by individual characters. If there is one glimmer of hope it comes, ironically, from Harry Lime himself. His suggestion from his famous cuckoo-clock speech, that good and evil can be magnified by each other, seems to ring true in the sentiments of Holly Martin's new book. Is evil necessary for their to be good, and can laying evil bare create virtue? Perhaps. But this old idea better fits Renaissance Florence than post-war Italy in film's perspective.
Wednesday, May 20, 2009
Cynicism and Hope in Post-War Film
I find it interesting that Alex and I have each noted that our films carry a deeply cynical and gritty tone toward the war while Justine's has a more hopeful view. This suggests with respect to Italy that the country escaped the crippling feelings of national guilt that other Axis powers had to confront in the wake of WWII. Italy never carried out anything like Hitler's Final Solution, so perhaps it escaped the moral condemnation and humiliation that Germany received and was thus able to recover psychologically more quickly. Das Boot, on the other hand, seems to cast the submarine crew as appendages of the German war machine and focuses on the ordeal they endured as pawns of the Third Reich. My film takes a cynical view not because of defeat, but because of the readily apparent hollowness of the Allied victory--WWII had not ended but seamlessly shifted east to the borders of the USSR.
Tuesday, May 19, 2009
More on the Context of the Third Man
The writer of The Third Man's screenplay, Graham Greene, never intended the film to be a political piece. Greene was quoted as saying, "My only intention was to amuse.... I didn't want to provoke political sentiments." Reed's modifications to Greene's script transformed The Third Man into an intellectual work and expose its relationship to its historical context. The most significant change Reed made was to change film's tenor toward Holly Martins. Its unflattering view of the naïve, inexperienced, unworldly Martins contrasts its positive view of Calloway, the British MP attempting to police the wreckage of Vienna, and to a lesser extent Anna. It should be noted, however, that Anna herself is a participant in the same underground trade as all of our civilian protagonists--it is a fact of life that lends an overall palor to the film rather than a morally ambiguous realism. As the same essay quoted above argues (persuasively, in my opinion), the film's tone toward its American characters exemplifies Britain's frustration at the wartime cooperation and accommodation of the Soviet Union by the U.S.. However, the film retains some of Greene's imprints. Some commentators have characterized The Third Man as a lament of totalized war and its dehumanizing effects on all parties. Harry Lime, who interestingly is never given a nationality or any other real identity other than his criminal enterprise and connection to Martins, is this universal representative of what remains in the aftermath of the war. He is the prototypical anti-hero, a man Nietzscheof whom would be proud, with the force of his persona counterbalanced against the sadness of his situation. He is not the villain in this tale because we identify with his inner contradiction--he at once seems to transcend his surroundings with his aloof spirit and slick talk but is firmly a product of the toxic milieu in which he prowls.
Monday, May 18, 2009
European vs. American narrative styles
In both its American and English versions, The Third Man opens with a voice-over. They are not identical, however. As compared here, the two monologues diverge in tone and purpose. The British version was voiced by the director, while the American used Holly Martins, the American author--an omniscient narrator vs. the protagonist. The unseen voice in the British version, as the same source notes, employs irony and understatement to set a dark and uncertain mood at the film's outset. For example, while speaking of the multi-national police force that controlled the city's center, it reads, "Good fellows on the whole, did their best you know." Compare this to the American version's "But they were good fellows on the whole and did their best." In the former, the ambiguity remains--it comes across as the narrator's opinion and not as fact. The American version firmly establishes them as the good guys in this story and removes any wiggle room.
These two styles come into conflict within The Third Man, but ultimately British sensibilities prevail. There is no clear resolution to Holly Martin's journey and the piece leaves the viewer with an abidingly cynical view toward the power politics and murky characters trying to sort themselves out in the shadows of "the old Vienna."
These two styles come into conflict within The Third Man, but ultimately British sensibilities prevail. There is no clear resolution to Holly Martin's journey and the piece leaves the viewer with an abidingly cynical view toward the power politics and murky characters trying to sort themselves out in the shadows of "the old Vienna."
Wednesday, May 13, 2009
Real-Life Inspirations for The Third Man
The writer of The Third Man, Graham Greene, had a firm basis in espionage that the brought to bear in his piece. While the film is not explicitly a spy story, its portrait of the black market in Vienna gives it the same overall quality. The black market, like espionage, involves men in constantly perilous, extra-legal environments, dealing in goods and services beneath the table. Greene himself had worked as an intelligence officer for the British during World War II at the behest of his younger sister, an MI6 operative, and his elder brother had spied for the Republicans during the Spanish Civil War. Greene also employed contacts in the London Times and MI6 for background research on the occupation of Vienna and the criminal underworld it had spawned. Events in the film, like Harry Lime's penicillin racket, were not pulled out of a hat--they reflected the reality of an economy dominated by rationing and chronic shortages where criminals like Lime provided a useful and necessary public service.
The Social Context of Post-War Noir
Post-war cinema in Hollywood was by and large triumphalistic. Film noir, however, ran in largely the opposite direction. Instead of glorious optimism, noir expressed the ambient uneasiness and fear of the post-war environment where the menace of the Axis powers had been supplanted by Soviet Russia. Disillusionment emerged on domestic issues as well, such as in works like The Blue Dahlia (1946), which depicts the plight of a betrayed WWII veteran. As self-censorship began to move Hollywood away from social content in the early 1950s, film noir remained American cinema's lone contribution of social criticism to popular culture. The Stranger (1946), for example, the story of an American hunting down Nazi fugitives, was the first American film to depict footage of German concentration camps, according to this. Rather than the unbounded heroism and exaltation of the individual that came out of boilerplate westerns and feel-good films of the 1940s, noir presented a sinister, corrupt, and deterministic world where the protagonist is not the hero but the object of some larger, unseen design.
In terms of visual style, noir drew heavily upon the German expressionist style created by directors like Fritz Lang in the 1920s. The two genres shared a remarkable similarity in their content as expressionism emerged to communicate the despair and humilliating misery of post-war Germany.
In terms of visual style, noir drew heavily upon the German expressionist style created by directors like Fritz Lang in the 1920s. The two genres shared a remarkable similarity in their content as expressionism emerged to communicate the despair and humilliating misery of post-war Germany.
Monday, May 4, 2009
Women up to French Revolution
Some key points:
Renaissance: humanism and education are for men only. Little attention given by Renaissance thinkers to women, and people like Albert (in On the Family) explicitly argue that women should be relegated to the domestic sphere exclusively. He writes, "I considered it safer to have her unable, and not merely unwilling, to harm me." whoa!
Reformation: The Reformation (perhaps as part of a larger "modern" sensibility) looks at men and women as sexual beings that must be controlled. Even though there is a "priesthood of all believers" and spiritual equity, there is no sexual equality. Men need women they can control to satisfy their sexual appetites so they don't promote sin and vice through prostitution and whatnot, and women need to be firmly subservient to their husbands for similar reasons. The family becomes an essential fixture of Reformation thought as such.
Also, convents are closed down (as church properties are seized) as "unnatural." A huge source of female independence is lost. Counter-Reformation emphasizes female saints as a counterpoint, such as St. Teresa (of the eponymous sculpture The Ecstasy of St. Teresa).
Women in high office: act like men. Elizabeth the Great becomes a near-androgynous being and isn't afraid to roll the proverbial hard six with the Spanish and Mary, Queen of Scots. Catherine the Great ruthlessly crushes Pugachev rebellion, acts decisively toward Poland.
Sunday, May 3, 2009
Style and The Cold War in "The Third Man"
One of the most distinctive aspects of The Third Man is its style. Its highly stylized cinematography took inspiration from the German Expressionists of the 1920s, using techniques such as the dramatic contrast expressed in the still above. Harry Lime's smirk stands alone among the gloomy ruins of Vienna, highlighting how he transcends the misery of his surroundings and, shall we say, his full embrace of his own "will to power." The camera finds itself listing to the side much of the time and the bizarre geometries of the city clash and slice across the light and shadow, creating a city one senses has truly "lost its marbles."
The American visitor in the film, Holly Martins (played by Joseph Cotton), is a writer of romantic Western B-novels and a believer, as Roger Ebert puts it here, "in the simplified good and evil of his novels." He is a naïve fellow, totally at odds with the war-wizened denizens of the city he visits. Oddly, the film's production paralleled this divide. The American producer, David O. Selznick, most famous for romances like Gone with the Wind, wanted to film The Third Man in studio with a decidedly more upbeat tone than his British director, Carol Reed. Reed prevailed, shooting the film on location in the desolate, bombed out streets of Vienna.
Sunday, April 26, 2009
Sweden and the Welfare State
One of the trends over the course of European history has been the expansion of the notion of "rights." The liberal tradition first introduced the idea of civil rights, like property and liberty, through the work of people like John Locke. The notion of political rights followed--suffrage in particular in the 19th century. The 20th century marked the dawn of "social rights." Both the right and the left embrace this idea that society is obligated to provide certain "positive goods" to their citizens, whether they be the heroic glory of servitude in fascism or the cradle-to-grave care of the welfare state.
This article outlines the problem with this trend. Ask yourself--are you entitled to a certain standard of living? And does the emphasis on the provision of "positive goods" by some to others diminish or increase the amount of "positive goods" in society? I think not. This trend marks the increasing "socialization" of Europe over the centuries, and with it, the decline of the self-initiating, responsible individual. Troubling.
One Take on the End of Communism
One of my favorite foreign films is Goodbye, Lenin!, the story of a son and daughter's attempts to protect their mother from realizing that Germany has been reunified. Their mother falls into a coma shortly before the fall of the Berlin wall and wakes from it afterwards, leading to an elaborate scheme. In this scene, however, their mother realizes something is amiss when she accidentally wanders out into the streets of the newly unified, capitalistic Germany.
What I think the excerpt illustrates is how people under totalitarian societies internalize their own oppression. They come to expect so little of their government that they find themselves totally and completely disoriented by the glut of possibility represented by reunification here (or perhaps, the pink shag lampshade). The image of the statue of Lenin being carried away by the helicopter, moreover, hints to the romanticization of communism in the wake of its passing, as in the song we listened to in class.
Europe's Future
Danielle, Leigh, and Mia have both been talking of late about European integration and the prospects for future conflict within the European conflict. Mia and Leigh take a fairly optimistic view that Europe is no longer susceptible to the tragedies of the first part of the 20th century, while Danielle seems more skeptical. I would agree with Mia and Leigh that Europe is too traumatized by that experience to let that happen again on its own soil. Europe is too interdependent and interconnected through the EU and the Euro Zone for war to become a realistic option. What I find more probable is European animosity toward the "other." You see this in the flesh in the hostility Turkish guest workers experience in countries like Germany and even Switzerland. As the rise of India, China, and other centers of economic power causes Europe's dominance to wane on the international scene, perhaps the continent as a whole will become more aggressive to preserve what remains of its global sphere of influence.
I will make a leap here and speculate that in the next 50 years Europe will be profoundly "over the hump," mostly concerned with its own internal affairs as Asia dominates the international scene. America, though not quite the dinosaur Europe will be, will be in a similarly introverted position. The continent will be in no condition to fight wars.
Orson Welles: Playing Himself with a Passion
Orson Welles, the main antagonist in The Third Man, drew mainly upon his own personality when it came to his performances. The textbook example of this is the film Citizen Kane, where Welles' character, Charles Foster Kane, found inspiration in the actor's own megalomania and indefatigable self-importance. Similarly, in The Third Man, Welles' character shows an anti-social contempt for others in his single-minded pursuit of his own wants. The post-war environs of Vienna have become a breeding ground for seedy, slick-talking racketeers like Harry Lime (Welles), perhaps because the war sucked up all that was good and noble in that world.
Another interesting point about Welles was that his involvement in The Third Man was a function of his self-imposed exile from the United States lasting through the 1950s. Some speculate that this was to escape the rising anti-Communist tide that would bring about blacklisting and self-censorship for leftist artists in the States (Welles being among them). Given what we talked about in class regarding the exportation of American culture to the rest of Europe, it's interesting that in some ways Europe became a haven for more radical members of the American artistic and intellectual scene. This was not a first--the "Lost Generation" of American expats after WWI had set this precedent.
Thursday, April 23, 2009
Nationalism, according to Geller
I have some issues with Geller's thesis on the relevance of nationalism in the industrial state. He alleges the following: group identities arise because individuals and collectives need to associate with the bureaucracies of an industrial state. If a group controls the bureaucracy, it gets favored status. If not, its identity forms around its isolation from the mainstream.
The problem with his point is that he fails to acknowledge other, countervailing tendencies on the issue of nationalism. Markets in particular tend to break down artificial barriers of discrimination. What Geller is referring to is not the capitalist state, but one that unites economic and political power in a single body (some, including Mussolini, called this fascism). The market and the bureaucracy, in the non-'fascist' state, are inversely proportional. So long as economic forces outpace political forces, nationalism shoud decline rather than grow. In other words, Geller is referring to a particular political situation that can increase nationalism--the fusion of economy and state into one Leviathan. As long as capitalism proliferates faster than bureaucracy, we should be able to avoid this situation.
An example of how markets are anti-discriminatory: let's say I'm a greedy capitalist pig. I want to pay a worker who's real wage value is $15 as little as possible. In this case, say the most I can get away with is $7. My competitor, however, also a greedy capitalist pig, realizes that I am underpaying my workers. They offer to pay my workers $7.01 or something like that. The logic of the capitalist will lead the nominal wages of the workers to steadily approach $15, their real worth.
"But wait, what if they're bigots?!?" All this model assumes is that not all employers discriminate homongenously. Varying levels of discrimination mean that the less bigoted are rewarded and the more bigoted are punished. It may take longer, but the same process will occur.
The problem with his point is that he fails to acknowledge other, countervailing tendencies on the issue of nationalism. Markets in particular tend to break down artificial barriers of discrimination. What Geller is referring to is not the capitalist state, but one that unites economic and political power in a single body (some, including Mussolini, called this fascism). The market and the bureaucracy, in the non-'fascist' state, are inversely proportional. So long as economic forces outpace political forces, nationalism shoud decline rather than grow. In other words, Geller is referring to a particular political situation that can increase nationalism--the fusion of economy and state into one Leviathan. As long as capitalism proliferates faster than bureaucracy, we should be able to avoid this situation.
An example of how markets are anti-discriminatory: let's say I'm a greedy capitalist pig. I want to pay a worker who's real wage value is $15 as little as possible. In this case, say the most I can get away with is $7. My competitor, however, also a greedy capitalist pig, realizes that I am underpaying my workers. They offer to pay my workers $7.01 or something like that. The logic of the capitalist will lead the nominal wages of the workers to steadily approach $15, their real worth.
"But wait, what if they're bigots?!?" All this model assumes is that not all employers discriminate homongenously. Varying levels of discrimination mean that the less bigoted are rewarded and the more bigoted are punished. It may take longer, but the same process will occur.
Monday, April 20, 2009
Closing the Revolving Door on Revolution
Cas posed the question of what differentiated Polish Solidarity from the events of 1968. I think there were several factors at play:
1. Religious support--the Catholic Church played a much larger role in supporting the Solidarity movement than in 1968. This tinted the events with a greater ideological importance and, therefore, greater gravity.
2. Cause--the Solidarity movement drew off 'bread and butter' issues, as the video today outlined. They had become much more pronounced than even the woes of the Soviet Bloc in 1968, with shortages and revelations of corruption and mismanagement frustrating Poles. This was a much stronger motivation than the student-led protests by political/social radicals of '68.
3. Soviet Response--The Soviet Union wasn't as belligerent in responding to the Solidarity movement as in the case of '68. Perhaps this was because the Red Army was becoming bogged down in Afghanistan or the rise in tensions with the election of Reagan/Thatcher made such a move on Poland less appealing diplomatically.
Tuesday, April 14, 2009
High-Flying French Filosophy
I think my dear friends Danielle and JED are making some mistakes when it comes to characterizing existentialism. Existentialism does NOT say that stop at the observation that individuals are free to determine their own destiny--it says that people can't treat themselves as essential (i.e. possessing a defined, fixed character). The great conflict that Sarte begins with is the contradiction in the human mind between the fact that we undeniably have 'facticity,' or a material aspect to our lives/memories/past that shapes who we are, and our 'transcendence,' or ability to move beyond the materialistic qualities that shape us. As much as we can't be chained to our facticity, however, Sarte also says that we can't just ignore it. In Being and Nothingness, he uses the example of a gay man trying to come to terms with his homosexuality. He has two voices telling him different things--one a denier, and the other a capitulator to the title of 'homosexual.' Sarte rejects the denier because the gay man's homosexual actions exist in the real world--the way we talk about past actions implies that they have relevance and cannot simply be ignored.
The answer Sarte gives the gay man is to accept the contradiction--the absurdity--of being both a determinate and indeterminate being. While discomforting, I think he does offer us a way out. We have to act only for ourselves, not anything else, and then we'll truly be in line with our natural metaphysical condition.
Two problems with this:
1. I think people do actually have an essence. Evolutionary psychology, linguistics, and anthropology are steadily chipping away at the idea that people are 'blank slates' waiting to be filled with choices. Sarte obviously didn't have access to this info, though.
2. Sarte thinks existence simply 'is'--why does he use the verb 'to be' in a transitive sense when we're always thinking about the outside world (because we're unfortunately always defining ourselves in terms of objects, hence why we say 'to be something') but then treats 'to be' as intransitive when it comes to existence. Could existence be a property as well?
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